Regulatory - Our Services
What We Do
Many companies do not realise that the onus is now on companies to continually self-assess in order to ensure compliance across all areas. We have the capacity to offer a number of services including a continuous monitoring service which will report and advise any regulatory issue impacting on the business.
It is our experience that companies wish to have straightforward regulatory products that they can understand and which offers our clients "peace of mind" such as our bespoke compliance programme (including training seminars, compliance manuals and handy reference guides).
We provide regulatory audits to identify any issues that need to be addressed and provide practical legal advice on specific questions raising regulatory law issues.
Our Services
Within the team we have the capability to offer services to cover the full regulatory cycle:
- Advice and alerts on regulatory developments and consultation on draft regulations;
- Risk management and management audits;
- Compliance, compliance audits and training;
- Consent application, variations, transfer and surrenders;
- Powers of the regulators;
- Dawn raid procedures and assistance;
- Other crisis management;
- Liaison with the regulators;
- Enforcement proceedings and review or appeal from decisions;
- Civil actions arising from regulatory non-compliance;
- Public Inquiries.